Potomac Analytics' Logo

FINRA Awards for Gara M. Seagraves

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0207905/05/2023Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gara M. Seagraves
Respondent(s): Popular Securities.
Respondent Lawyers(s): Mariela M. Ramierz-Morales
Arbitrator(s): Robert G. Falbisaner
Hearing Site: San Juan, PR
21-0201403/10/2023Claimant(s): Charles Till
Claimant Lawyers(s): Adam B. Wolf
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gara M. Seagraves
Arbitrator(s): Benjamin F. Breslauer, Holly Banafsheh, Farshad Ghodoosi
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
20-0297601/13/2022Claimant(s): Normando Matos
Claimant Lawyers(s): Sara Hanley
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Gara M. Seagraves
Arbitrator(s): Edward R. Niederriter, Sidney Seligman, Melanie Anne Dernis
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
16-0035502/15/2017Claimant(s): Estate of Betty Ann Eckert, The Betty Ann Eckert Living Trust
Claimant Lawyers(s): Paul D. Vink
Respondent(s): Gregory Bennington, NFP Advisor Services, The Hartfield Company.
Respondent Lawyers(s): Company President, Gara M. Seagraves
Arbitrator(s): G. Donald Steel, Terry F. Peppard, Jonathan B. Gilbert
Hearing Site: Indianapolis, IN
Checkmark Icon$0
14-0324107/14/2015Claimant(s): Samuel Lam
Claimant Lawyers(s): Mark Maddox
Respondent(s): Robert Gianchiglia, Ameritas Investment Corp., Investors Capital Corp.
Respondent Lawyers(s): Gara M. Seagraves, James A. McGovern
Arbitrator(s): James F. Carlson, Angela R. Murphy, Martin A. Duncan
Hearing Site: Chicago, IL
Checkmark IconDismissed by Rule 12206
14-0185904/14/2015Claimant(s): Beverly Copeland, Fran Scowden
Claimant Lawyers(s): Matthew Dumas
Respondent(s): Capital Financial Services.
Respondent Lawyers(s): Gara M. Seagraves
Arbitrator(s): Terry F. Peppard
Hearing Site: Indianapolis, IN
Checkmark Icon$31,741
14-0027208/20/2014Claimant(s): Rodney Potratz
Claimant Lawyers(s): Gara M. Seagraves
Respondent(s): Malea Jensen
Respondent Lawyers(s): Patrick B. White
Arbitrator(s): Leo G. Stern, Daniel E. Wright, Grant D. Sanders
Hearing Site: Des Moines, IA
Expungement
13-0376308/15/2014Claimant(s): Evelyn McDowell, John McDowell
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Capital Financial Services.
Respondent Lawyers(s): Gara M. Seagraves
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Indianapolis, IN
Checkmark Icon$50,000

8 Results

Display: