21-02699 | 05/25/2023 | Claimant(s): Beverly Ranken Claimant Lawyers(s): Adam B. Wolf Respondent(s): Independent Financial Group. Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Barbara M. Anscher, Jon H. Sylvester, David Handsher Hearing Site: San Francisco, CA
| | Expungement |
21-02014 | 03/10/2023 | Claimant(s): Charles Till Claimant Lawyers(s): Adam B. Wolf Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gara M. Seagraves Arbitrator(s): Benjamin F. Breslauer, Holly Banafsheh, Farshad Ghodoosi Hearing Site: Los Angeles, CA
| | Expungement |
14-03136 | 05/09/2017 | Claimant(s): Bruce Bunnell, Michele DiGregorio, Sean Bunnell Claimant Lawyers(s): Adam B. Wolf, Jason J. Kane Respondent(s): Dalton Strategic Investment Services Inc Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Herb Schwartz, Howard M. Hoffman, Kenneth Paul Strongman Hearing Site: San Francisco, CA
| | $306,223 |
13-02946 | 08/13/2015 | Claimant(s): Laura Rappaport, Richard Rappaport Claimant Lawyers(s): Adam B. Wolf, Daniel J. Carr Respondent(s): John Pisapia, Chelsea Financial Services Respondent Lawyers(s): Theodore C. Peters Arbitrator(s): Ralph H. Erickson, Audrey H. Ruben, Jeffrey Wittenberg Hearing Site: Los Angeles, CA
| | Expungement |