Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00448 | 06/26/2024 | Claimant(s): Jennifer Gold Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Alex Chivarsky, UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman, Omar Perez Arbitrator(s): Robert B. Hansohn, Brent J. Rosenbaum, Farshad Ghodoosi Hearing Site: Los Angeles, CA |  | Expungement |
| 21-02903 | 05/26/2023 | Claimant(s): Alan Daniels Claimant Lawyers(s): Alan J. Daniels Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Katherine L. Schuerman Arbitrator(s): Robert D. Sussin, David Harvey Failer, Farshad Ghodoosi Hearing Site: Los Angeles, CA | | Dismissed with Rule 12504 |
| 21-02014 | 03/10/2023 | Claimant(s): Charles Till Claimant Lawyers(s): Adam B. Wolf Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gara M. Seagraves Arbitrator(s): Benjamin F. Breslauer, Holly Banafsheh, Farshad Ghodoosi Hearing Site: Los Angeles, CA | | Expungement |