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FINRA Awards for Alan J. Daniels

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0290305/26/2023Claimant(s): Alan Daniels
Claimant Lawyers(s): Alan J. Daniels
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): Robert D. Sussin, David Harvey Failer, Farshad Ghodoosi
Hearing Site: Los Angeles, CA
Checkmark IconDismissed with Rule 12504

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