24-00773 | 10/02/2024 | Claimant(s): Christopher Gordon Claimant Lawyers(s): Stephan Louviere Respondent(s): Lincoln Financial Securities Corporation Respondent Lawyers(s): Richard E. Ramirez Arbitrator(s): Peter Ordower, Benjamin F. Breslauer, Neil Harvey Smith Hearing Site: Baltimore, MD
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22-02441 | 05/03/2024 | Claimant(s): Nicole Maisner Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): LPL Financial LLC Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): Benjamin F. Breslauer, Aurelio A. Garcia, Carmen Theresa Herrera Hearing Site: Los Angeles, CA
| | Expungement |
22-01988 | 02/20/2024 | Claimant(s): Tastyworks. Claimant Lawyers(s): Thomas G. Haskins Respondent(s): Erick Lopez Respondent Lawyers(s): Erick Lopez Arbitrator(s): Allen B. Lang, Deana S. Peck, Benjamin F. Breslauer Hearing Site: Phoenix, AZ
| | $0 |
23-01208 | 11/14/2023 | Claimant(s): Ziad Meziab Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities., SunAmerica Securities. Respondent Lawyers(s): Jennifer E. Novoselsky, Jennifer R. Cox Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ
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23-00160 | 10/04/2023 | Claimant(s): Paul Siegel Claimant Lawyers(s): Chelsea Bauer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ
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22-02852 | 08/18/2023 | Claimant(s): Stephen Hekimian Claimant Lawyers(s): Harris Freedman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA
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22-02799 | 07/03/2023 | Claimant(s): Edward Dawson Claimant Lawyers(s): Stephan Louviere Respondent(s): Wells Fargo Clearing Services, RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari, Nuviah Shirazi Arbitrator(s): Benjamin F. Breslauer Hearing Site: San Diego, CA
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22-02673 | 06/14/2023 | Claimant(s): Jenna Farah-Fimbres Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ
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22-01910 | 04/28/2023 | Claimant(s): Justin Plante Claimant Lawyers(s): Zachary Morse Respondent(s): AIG Capital Services. Respondent Lawyers(s): Michael S. Cargnel Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA
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21-02014 | 03/10/2023 | Claimant(s): Charles Till Claimant Lawyers(s): Adam B. Wolf Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gara M. Seagraves Arbitrator(s): Benjamin F. Breslauer, Holly Banafsheh, Farshad Ghodoosi Hearing Site: Los Angeles, CA
| | Expungement |