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FINRA Awards for Carmen Theresa Herrera

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0244105/03/2024Claimant(s): Nicole Maisner
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): Benjamin F. Breslauer, Aurelio A. Garcia, Carmen Theresa Herrera
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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