Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-01346 | 09/20/2024 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Michael E. Rowe Respondent(s): Joseph Tiderencel Respondent Lawyers(s): Joseph Michael Tiderencel Arbitrator(s): Jim Geiger Hearing Site: Syracuse, NY | ||
| 23-01419 | 04/05/2024 | Claimant(s): Thomas Mccausland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., RBC Capital Markets LLC Respondent Lawyers(s): Adam M. Kauff, Samuel F.B. Audley Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 23-01403 | 01/08/2024 | Claimant(s): Brian Griffin Claimant Lawyers(s): Kevin D. Galbraith Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Michael Rowe Arbitrator(s): Jeffrey M. Bain Hearing Site: Buffalo, NY | ||
| 23-00365 | 11/09/2023 | Claimant(s): Patrick Murphy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Roxanna V. Gonzalez Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 22-02799 | 07/03/2023 | Claimant(s): Edward Dawson Claimant Lawyers(s): Stephan Louviere Respondent(s): Wells Fargo Clearing Services, RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari, Nuviah Shirazi Arbitrator(s): Benjamin F. Breslauer Hearing Site: San Diego, CA | ||
| 22-01681 | 01/19/2023 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Michael E. Rowe Respondent(s): Brian Wurdemann Respondent Lawyers(s): Brian M. Wurdemann Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY | ||
| 22-00740 | 01/09/2023 | Claimant(s): Edwin Hodder Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari Arbitrator(s): Daniel M. Yamshon Hearing Site: Cheyenne, WY | ||
| 22-00786 | 10/31/2022 | Claimant(s): Robert Tansey Claimant Lawyers(s): Frederic M. Krieger Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 21-02790 | 08/31/2022 | Claimant(s): Anthony DeMaio Claimant Lawyers(s): Richard S. Meisner Respondent(s): RBC Capital Markets LLC, The Jeffrey Matthews Fin. Group, L.L.C. Respondent Lawyers(s): Ginny Colarusso, Steven M. Malina Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | ||
| 21-02355 | 07/25/2022 | Claimant(s): Randy Nelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX |