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FINRA Awards for Frederic M. Krieger

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0078610/31/2022Claimant(s): Robert Tansey
Claimant Lawyers(s): Frederic M. Krieger
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Leyla Bari
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
21-0010008/18/2021Claimant(s): Robert Tansey
Claimant Lawyers(s): Frederic M. Krieger
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY

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