Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02799 | 07/03/2023 | Claimant(s): Edward Dawson Claimant Lawyers(s): Stephan Louviere Respondent(s): Wells Fargo Clearing Services, RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari, Nuviah Shirazi Arbitrator(s): Benjamin F. Breslauer Hearing Site: San Diego, CA | ||
| 22-00740 | 01/09/2023 | Claimant(s): Edwin Hodder Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari Arbitrator(s): Daniel M. Yamshon Hearing Site: Cheyenne, WY | ||
| 22-00249 | 11/07/2022 | Claimant(s): Kyle Dunning Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Dain Rauscher Incorporated Respondent Lawyers(s): Leyla Bari Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR | ||
| 22-00786 | 10/31/2022 | Claimant(s): Robert Tansey Claimant Lawyers(s): Frederic M. Krieger Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 21-02355 | 07/25/2022 | Claimant(s): Randy Nelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 21-01365 | 05/16/2022 | Claimant(s): Allen Wilson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services, J. B. Hanauer & Co. Respondent Lawyers(s): Leyla Bari, Michael Naccarato Arbitrator(s): Paul Allan Massaro Hearing Site: Jersey City, NJ | ||
| 21-02292 | 04/21/2022 | Claimant(s): David Bindelglass Claimant Lawyers(s): Michael Bessette Respondent(s): Citigroup Global Markets., RBC Capital Markets LLC Respondent Lawyers(s): Adam Kauff, Leyla Bari Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 21-02277 | 02/14/2022 | Claimant(s): Jeffrey Rosenblum Claimant Lawyers(s): Stephan Louviere Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari Arbitrator(s): Jeffrey Alan Helewitz Hearing Site: Jersey City, NJ |