20-01741 | 06/14/2022 | Claimant(s): Gary Amato Claimant Lawyers(s): Kirk G Smith Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Robert E. Anderson, Carol Jean Bader, Rosemary Christina Crawford Hearing Site: Pittsburgh, PA
| | $0 |
19-00941 | 05/09/2022 | Claimant(s): Elizabeth Berlin, Stephen Berlin Claimant Lawyers(s): James L. Kauffman Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Robert E. Anderson, Edward W. Morris, William Stephen Mailander Hearing Site: Wilmington, DE
| | Expungement |
21-02449 | 05/04/2022 | Claimant(s): G. Keever Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle B. Mayfield Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
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21-02811 | 04/29/2022 | Claimant(s): Eric Hogarth Claimant Lawyers(s): Steven Feldman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): Doug Baxley Arbitrator(s): Robert E. Anderson Hearing Site: Hartford, CT
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21-02292 | 04/21/2022 | Claimant(s): David Bindelglass Claimant Lawyers(s): Michael Bessette Respondent(s): Citigroup Global Markets., RBC Capital Markets LLC Respondent Lawyers(s): Adam Kauff, Leyla Bari Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ
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21-01557 | 04/20/2022 | Claimant(s): Charles Belluardo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ
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21-00716 | 03/14/2022 | Claimant(s): Kevin McRae Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citizens Securities. Respondent Lawyers(s): Amy M. McCallen Arbitrator(s): Robert E. Anderson Hearing Site: Providence, RI
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20-01561 | 02/24/2022 | Claimant(s): George Stelljes Claimant Lawyers(s): Jason E. Tauches Respondent(s): Christopher Lopez, Forrest Jones Respondent Lawyers(s): Christopher Knight Lopez, Forrest Jones Arbitrator(s): Henry R. Oppenheimer, Robert L. Chase, Robert E. Anderson Hearing Site: Providence, RI
| | $200,000 |
21-02004 | 02/08/2022 | Claimant(s): Jared Zuflacht Claimant Lawyers(s): Seth E. Lipner Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
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21-01904 | 02/04/2022 | Claimant(s): Robert Funk Claimant Lawyers(s): James P. Galvin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Abe I. Borenstein, Robert E. Anderson, Alexander B Rubin Hearing Site: New York, NY
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