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FINRA Awards for Silver Oak Securitiesorporated

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0082312/14/2022Claimant(s): Anthony Cosey
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American General Equity Services Corp., Securities Service Network, Silver Oak Securitiesorporated
Respondent Lawyers(s): Doug Baxley, Jennifer R. Cox, Michael S. Cargnel
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
22-0045610/06/2022Claimant(s): Eric Hogarth
Claimant Lawyers(s): Steven Feldman
Respondent(s): Silver Oak Securitiesorporated
Respondent Lawyers(s): Doug Baxley
Arbitrator(s): David Adams Reif
Hearing Site: Hartford, CT
21-0309709/06/2022Claimant(s): Joel Johnson
Claimant Lawyers(s): Steven Feldman
Respondent(s): Silver Oak Securitiesorporated
Respondent Lawyers(s): Doug Baxley
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
22-0008907/18/2022Claimant(s): Heath Grossman
Claimant Lawyers(s): Steven Feldman
Respondent(s): Silver Oak Securitiesorporated
Respondent Lawyers(s): Doug Baxley
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
21-0277405/03/2022Claimant(s): Heath Grossman
Claimant Lawyers(s): Steven D. Feldman
Respondent(s): Silver Oak Securitiesorporated
Respondent Lawyers(s): Doug Baxley
Arbitrator(s): Thomas M. Madden
Hearing Site: Hartford, CT
21-0281104/29/2022Claimant(s): Eric Hogarth
Claimant Lawyers(s): Steven Feldman
Respondent(s): Silver Oak Securitiesorporated
Respondent Lawyers(s): Doug Baxley
Arbitrator(s): Robert E. Anderson
Hearing Site: Hartford, CT
21-0146511/22/2021Claimant(s): Benjamin Fuchs
Claimant Lawyers(s): David I. Hantman
Respondent(s): Silver Oak Securitiesorporated
Respondent Lawyers(s): William E. Hopkins
Arbitrator(s): Linda J. Baer
Hearing Site: Hartford, CT
20-0283208/11/2021Claimant(s): Douglas Miller
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Silver Oak Securitiesorporated
Respondent Lawyers(s): William E, Hopkins
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Hartford, CT

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