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FINRA Awards for Joel Johnson

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0309709/06/2022Claimant(s): Joel Johnson
Claimant Lawyers(s): Steven Feldman
Respondent(s): Silver Oak Securitiesorporated
Respondent Lawyers(s): Doug Baxley
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
20-0381112/22/2021Claimant(s): Matthew Soja, Sharon Soja
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Eric Hogarth, Joel Johnson, Silver Oak Securities.
Respondent Lawyers(s): Chris G. Lazarini, Theodore Snyder
Arbitrator(s): Steven R. Rolnick, William D. Stempel, Paul Smith Besson
Hearing Site: Hartford, CT
Checkmark IconDismissed by Rule 12206

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