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FINRA Awards for Chris G. Lazarini

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0381112/22/2021Claimant(s): Matthew Soja, Sharon Soja
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Eric Hogarth, Joel Johnson, Silver Oak Securities.
Respondent Lawyers(s): Chris G. Lazarini, Theodore Snyder
Arbitrator(s): Steven R. Rolnick, William D. Stempel, Paul Smith Besson
Hearing Site: Hartford, CT
Checkmark IconDismissed by Rule 12206
15-0149707/20/2016Claimant(s): Leo and Janet Huesman
Claimant Lawyers(s): T. Lawrence Hicks
Respondent(s): William Nagy, Creative Financial Designs.
Respondent Lawyers(s): Chris G. Lazarini
Arbitrator(s): Kevin R. Zehe
Hearing Site: Cincinnati, OH
Checkmark IconExpungement

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