Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03811 | 12/22/2021 | Claimant(s): Matthew Soja, Sharon Soja Claimant Lawyers(s): Howard M. Rosenfield Respondent(s): Eric Hogarth, Joel Johnson, Silver Oak Securities. Respondent Lawyers(s): Chris G. Lazarini, Theodore Snyder Arbitrator(s): Steven R. Rolnick, William D. Stempel, Paul Smith Besson Hearing Site: Hartford, CT |  | Dismissed by Rule 12206 |
| 08-01117 | 04/07/2010 | Claimant(s): Chase Enterprise Holdings, Cheryl Chase Family, DTC Family Investments, The Cheryl Anne Chase Grantor Trust, The Darland Trust Claimant Lawyers(s): Richard P. Weinstein Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Matthew R. Paul Arbitrator(s): Bennett A. Hall, Jane Venckus Zirlis, William D. Stempel Hearing Site: Hartford, CT | | $95,856 |