| 20-03811 | 12/22/2021 | Claimant(s): Matthew Soja, Sharon Soja
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Eric Hogarth, Joel Johnson, Silver Oak Securities.
Respondent Lawyers(s): Chris G. Lazarini, Theodore Snyder
Arbitrator(s): Steven R. Rolnick, William D. Stempel, Paul Smith Besson
Hearing Site: Hartford, CT
|  | Dismissed by Rule 12206 |
| 12-02533 | 08/14/2015 | Claimant(s): Estate of Malcolm Schvey
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Mitchell S. Friedman, Sanford S. Stevens, Sandra Gale Behrle
Hearing Site: New York, NY
| | $427,060 |
| 11-03239 | 03/12/2013 | Claimant(s): Donna Cleveland
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): James J. Fishman, Evdokia Sofos, Ann P. Bruch
Hearing Site: New York, NY
| | $0 |
| 09-01392 | 11/15/2011 | Claimant(s): Debra D' Antonio, Est. of Betty J. Miller by Debra D'Anton
Claimant Lawyers(s): John Benjamin Carroll
Respondent(s): Phillips Smith, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): David Buch, Nino Armienti, Jennifer L. Bliss
Hearing Site: Rochester, NY
| | $0 |
| 09-00978 | 12/06/2010 | Claimant(s): Lee Maimon and Barbara Maimon
Claimant Lawyers(s): Joel D. Feldman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Edward F. Koren, Peter L. Marco, Robin L. Lewis
Hearing Site: Philadelphia, PA
| | $0 |
| 08-04980 | 10/06/2010 | Claimant(s): Timothy Stevens
Claimant Lawyers(s): David I. Greenberger
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): George Sommerfeld, Alex Cohen, Ellyn S. Roth
Hearing Site: New York, NY
| | |
| 09-04003 | 04/13/2010 | Claimant(s): Colleen M. Tirio, IRA, Ronald C. Tirio
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Bennett A. Hall, R. Keith Butterfield, Charles Franklin Willson
Hearing Site: Hartford, CT
| | $0 |
| 09-01122 | 11/04/2009 | Claimant(s): American Stone.
Claimant Lawyers(s): Jennifer M. Jordan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Daniel B. Berkson, Jeanne C. Miller, Joel P. Mellis
Hearing Site: New York, NY
| | $0 |
| 08-02899 | 03/17/2009 | Claimant(s): Irene O'Mara
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Ronald L. Cheney, Melinda S. Milberg, Norman Foxman
Hearing Site: Manchester, NH
| | $0 |
