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FINRA Awards for David I. Greenberger

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0301401/28/2015Claimant(s): Peter Spinelli
Claimant Lawyers(s): David I. Greenberger
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Michael Delikat
Arbitrator(s): Linda Ashley, Arthur H. Sobel, Leslie Ruth Nydick
Hearing Site: New York, NY
12-0151612/04/2014Claimant(s): Justin Mirro
Claimant Lawyers(s): David I. Greenberger
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Michael Delikat
Arbitrator(s): James M. Baumann, Leah R. Marks, Michael S. Perinelli
Hearing Site: New York, NY
13-0079306/13/2014Claimant(s): Jorge Gutierrez
Claimant Lawyers(s): David I. Greenberger
Respondent(s): Jason Barger, Schroder Fund Advisors LLC
Respondent Lawyers(s): Stephen Asay, Thomas Hill
Arbitrator(s): Monica I. Salis, Michael Todd Clements, James M. Scutti
Hearing Site: Miami, FL
08-0498010/06/2010Claimant(s): Timothy Stevens
Claimant Lawyers(s): David I. Greenberger
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): George Sommerfeld, Alex Cohen, Ellyn S. Roth
Hearing Site: New York, NY

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