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FINRA Awards for Thomas Hill

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0079306/13/2014Claimant(s): Jorge Gutierrez
Claimant Lawyers(s): David I. Greenberger
Respondent(s): Jason Barger, Schroder Fund Advisors LLC
Respondent Lawyers(s): Stephen Asay, Thomas Hill
Arbitrator(s): Monica I. Salis, Michael Todd Clements, James M. Scutti
Hearing Site: Miami, FL
09-0189302/04/2010Claimant(s): Carol Belinkie
Claimant Lawyers(s): Carol I. Belinkie
Respondent(s): Thomas Hill
Respondent Lawyers(s): Steven G. Leventhal
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
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