| 24-00309 | 08/26/2024 | Claimant(s): Jameson Van Houten
Claimant Lawyers(s): Benjamin Biard
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Jonathan French
Arbitrator(s): Monica I. Salis, Gregory D. Hoffmann, John R. Wylie
Hearing Site: Phoenix, AZ
| | |
| 23-02026 | 02/01/2024 | Claimant(s): Jonathan Beitler
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Kristina J. Branstetter
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | |
| 21-02571 | 09/14/2023 | Claimant(s): Harold Mellin as Trustee, Suzanne Mellin as Trustee
Claimant Lawyers(s): Andrew M. Greenidge
Respondent(s): Faith Xenos, Mariner
Respondent Lawyers(s): Howard J. Rosenburg
Arbitrator(s): Monica I. Salis, William Kent Brown, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL
|  | Expungement |
| 21-00944 | 03/22/2023 | Claimant(s): Estate of Dennis Ponnock, Dennis Ponnock Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): Edward Fernberger, Raymond, James & Associates.
Respondent Lawyers(s): Bruce W. Barnes, Laura T. Ruiz Rivera
Arbitrator(s): Monica I. Salis, Steven Gerard Goerke, Laura C Myers
Hearing Site: Boca Raton, FL
| | Expungement |
| 21-02390 | 02/16/2023 | Claimant(s): Don and Miki Rimmer Revocable Trust, Telecomunications Network Consultants
Claimant Lawyers(s): August M. Iorio
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Monica I. Salis, Susan J Jones, Eric Mealus
Hearing Site: Boca Raton, FL
| | Expungement |
| 22-01169 | 12/15/2022 | Claimant(s): Justin Apakian
Claimant Lawyers(s): Zachary Morse
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | |
| 20-02414 | 06/23/2022 | Claimant(s): Kenneth L. Covell
Claimant Lawyers(s): Kenneth L. Covell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | $79,550 |
| 20-02666 | 02/09/2022 | Claimant(s): Carol A. Mastics, individually for the, Carole Mastics Rev Tr Dtd 03/28/2011
Claimant Lawyers(s): Robert J. Harvey
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Monica I. Salis, Paul Weinberg, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-01118 | 07/08/2021 | Claimant(s): Jose Delgado
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Ryan Baker
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | $0 |
| 20-03193 | 06/21/2021 | Claimant(s): John Cassandra
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | |
