| 24-00309 | 08/26/2024 | Claimant(s): Jameson Van Houten
Claimant Lawyers(s): Benjamin Biard
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Jonathan French
Arbitrator(s): Monica I. Salis, Gregory D. Hoffmann, John R. Wylie
Hearing Site: Phoenix, AZ
| | |
| 19-00063 | 09/24/2019 | Claimant(s): Nancy Biddle
Claimant Lawyers(s): Harris Freedman
Respondent(s): Locust Street Securities.
Respondent Lawyers(s): Benjamin Biard
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | |
| 19-00064 | 07/16/2019 | Claimant(s): Nancy Biddle
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin Biard
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 18-02627 | 02/22/2019 | Claimant(s): Thomas Kudarauskas
Claimant Lawyers(s): Benjamin Biard
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
| 17-01734 | 12/11/2018 | Claimant(s): Bruce Hink
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Benjamin Biard
Arbitrator(s): Donald Glen Russell, Raymond P. Buschmann, Michael Charles Peek
Hearing Site: Indianapolis, IN
|  | Expungement |
| 18-00422 | 08/01/2018 | Claimant(s): Francisco Fernandez Leon
Claimant Lawyers(s): Robert J. Harvey
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Benjamin Biard
Arbitrator(s): Nanci Sondra Landy
Hearing Site: Miami, FL
| | |
| 15-02347 | 12/18/2017 | Claimant(s): Jerome Courville, Laurence Courville, Raoul Courville, Courville and Company
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services., ING Financial Partners.
Respondent Lawyers(s): Benjamin Biard, Howard M. Klausmeier
Arbitrator(s): James W. Geiger, Kenneth H. Koch, Gabriel Xavier Martinez
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-00649 | 11/02/2011 | Claimant(s): James Coffey
Claimant Lawyers(s): Arlene Gilbert
Respondent(s): David Noe
Respondent Lawyers(s): Benjamin Biard
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
| | $76,040 |
