Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00096 | 03/19/2020 | Claimant(s): William Elmore Claimant Lawyers(s): Harris M. Freedman Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Elizabeth Rose Aylett Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL | ||
| 19-00153 | 02/06/2020 | Claimant(s): Michael Tusing Claimant Lawyers(s): Harris M. Freedman Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Gideon Mark Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA | ||
| 19-01112 | 12/26/2019 | Claimant(s): Allen Schreiber Claimant Lawyers(s): Harris M. Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 19-00215 | 11/05/2019 | Claimant(s): Kenneth Ancell Claimant Lawyers(s): Harris M. Freedman Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter Wheeler Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 18-04416 | 10/29/2019 | Claimant(s): Mark Kosanke Claimant Lawyers(s): Harris M. Freedman Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Jeffrey D. Hedlund Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 19-00148 | 10/14/2019 | Claimant(s): William Elmore Claimant Lawyers(s): Harris M. Freedman Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL | ||
| 19-00216 | 09/30/2019 | Claimant(s): Clayton Shum Claimant Lawyers(s): Harris M. Freedman Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Jill Settlemyer Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 19-00064 | 07/16/2019 | Claimant(s): Nancy Biddle Claimant Lawyers(s): Harris M. Freedman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin Biard Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL |