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FINRA Awards for CIBC World Markets Corp.

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Displaying 10 out of 40 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0086511/15/2023Claimant(s): Gery Sadzewicz
Claimant Lawyers(s): Barry P. Kaltenbach
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth R. Aylett
Arbitrator(s): Raymond P. Buschmann, Sally J. Wiggins, Jacob Gorr
Hearing Site: Chicago, IL
23-0077311/09/2023Claimant(s): Peter Lenane
Claimant Lawyers(s): Christopher P. Milazzo
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth R. Aylett
Arbitrator(s): Larry A. Kimmel, Matthew Fenster, Harvey E. Benjamin
Hearing Site: New York, NY
21-0238103/09/2022Claimant(s): Jason Sardo
Claimant Lawyers(s): Brian Luther
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth R. Aylett
Arbitrator(s): Wallace Anthony Showman
Hearing Site: New York, NY
20-0041711/04/2021Claimant(s): Jeffry Schneider
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth R. Aylett
Arbitrator(s): Allan R. Lazor
Hearing Site: Houston, TX
19-0240706/09/2021Claimant(s): Jeffry Schneider
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): CIBC World Markets Corp., UBS Financial Services Inc.
Respondent Lawyers(s): Elizabeth R. Aylett, Omar Perez
Arbitrator(s): Clive I. Morrick
Hearing Site: New York, NY
19-0272905/06/2021Claimant(s): Jeffry Schneider
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): CIBC World Markets Corp., Axiom Capital Management.
Respondent Lawyers(s): Elizabeth R. Aylett, Eric L. Miller
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
20-0151303/29/2021Claimant(s): Arthur Lewis
Claimant Lawyers(s): Joshua Katz
Respondent(s): CIBC World Markets Corp., Oppenheimer & Co.., Aegis Capital Corp.
Respondent Lawyers(s): Elizabeth R. Aylett, Justin D. Dickinson, Timothy Treble
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
19-0295903/25/2020Claimant(s): Chuck Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth R. Aylett
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
19-0009603/19/2020Claimant(s): William Elmore
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth Rose Aylett
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
18-0408606/25/2019Claimant(s): Richard Palatine
Claimant Lawyers(s): Richard Palatine
Respondent(s): CIBC World Markets Corp., Richard Judd, Geneva Advisors
Respondent Lawyers(s): Elizabeth Rose Aylett
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
Checkmark Icon$1,810

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