| 21-01562 | 07/14/2022 | Claimant(s): Gregory Manto
Claimant Lawyers(s): David E. Robbins
Respondent(s): Andrew Lindenberg
Respondent Lawyers(s): Kevin Galbraith
Arbitrator(s): Thomas D. Giordano, Jeffrey Bega, Wallace Anthony Showman
Hearing Site: New York, NY
| | |
| 21-02381 | 03/09/2022 | Claimant(s): Jason Sardo
Claimant Lawyers(s): Brian Luther
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth R. Aylett
Arbitrator(s): Wallace Anthony Showman
Hearing Site: New York, NY
| | |
| 21-01711 | 03/09/2022 | Claimant(s): Yeshiva Or Hadach
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edgar Kleydman
Respondent Lawyers(s): Paul T. Weinstein
Arbitrator(s): Wallace Anthony Showman
Hearing Site: New York, NY
|  | $10,325 |
| 19-03171 | 02/24/2021 | Claimant(s): Scott Eichel
Claimant Lawyers(s): Todd A. Gutfleisch
Respondent(s): NatWest Markets Securities Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Michael Jaffe, John K. Evans, Wallace Anthony Showman
Hearing Site: New York, NY
| | |
| 18-01541 | 01/16/2020 | Claimant(s): Keith Price
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): R. Peyton Gibson, Wallace Anthony Showman, Charles Francis Barr
Hearing Site: New York, NY
| | |
| 17-00910 | 11/23/2018 | Claimant(s): Herbert Voss
Claimant Lawyers(s): Timothy J. Dennin
Respondent(s): Danard Brown, Frank Fusco, Legend Securities.
Respondent Lawyers(s): Danard W. Brown, Frank Philip Fusco, Salvatore C. Caruso
Arbitrator(s): Benjamin L. Anderson, Michele S. Riley, Wallace Anthony Showman
Hearing Site: New York, NY
| | $1,075,000 |
| 17-02772 | 02/27/2018 | Claimant(s): Elizabeth McCulley
Claimant Lawyers(s): Elizabeth McCulley
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Wallace Anthony Showman
Hearing Site: New York, NY
| | $0 |
| 17-00704 | 09/08/2017 | Claimant(s): Peter R. Caccippio Revocable Living Tr
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Wallace Anthony Showman
Hearing Site: New York, NY
| | $50,600 |
| 15-03378 | 12/23/2016 | Claimant(s): UY Trading LTD, Titan Global Return Fund LP
Claimant Lawyers(s): David Jaroslawicz
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Professional Clearing, TJM Investments
Respondent Lawyers(s): Mark Knoll, Richard T. Reibman
Arbitrator(s): Sandra Gale Behrle, Wallace Anthony Showman, William James Cortellessa
Hearing Site: New York, NY
| | $0 |
| 13-01220 | 07/31/2015 | Claimant(s): Jorge Usandivaras
Claimant Lawyers(s): John Crossman
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Michael Delikat
Arbitrator(s): Leah R. Marks, Christian Leslie Billet, Wallace Anthony Showman
Hearing Site: New York, NY
| | |
