| 19-03219 | 03/27/2020 | Claimant(s): Daniel T. Kuhl, IRA
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Gregory P. Szuter
Hearing Site: Columbus, OH
|  | $300 |
| 19-00703 | 08/12/2019 | Claimant(s): Nancy Harp
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Gerald W. Hepp
Hearing Site: Cleveland, OH
| | $0 |
| 17-00704 | 09/08/2017 | Claimant(s): Peter R. Caccippio Revocable Living Tr
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Wallace Anthony Showman
Hearing Site: New York, NY
| | $50,600 |
| 16-01944 | 03/23/2017 | Claimant(s): Alan Hill
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
| | $12,721 |
| 12-03310 | 10/22/2015 | Claimant(s): John Bensman
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Michael Oromaner, Brookville Capital Partners LLC, New Castle Financial Group.
Respondent Lawyers(s): Corporate Office, Gabriel Iezzoni, Custodian, Thomas J. McCabe
Arbitrator(s): James Patrick Graven
Hearing Site: Columbus, OH
| | $29,277 |
| 15-00301 | 10/05/2015 | Claimant(s): Claudia Billings, Claudia A. and Robert M. Billings
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Kevin Fifer, Capital City Securities, Regis Asset Management LLC
Respondent Lawyers(s): Dennis J. Concilla, Kevin L. Fifer, Robert K. Cargin
Arbitrator(s): Charles D. Underwood
Hearing Site: Columbus, OH
| | $37,912 |
| 14-01022 | 02/13/2015 | Claimant(s): Cynthia Pugliano
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Securities America.
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
| | $50,600 |
| 13-03376 | 10/02/2014 | Claimant(s): Karen Newbery, IRA
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Stifel, Nicolaus & Co.., James Culver
Respondent Lawyers(s): James Browning, Keith M. Lahay
Arbitrator(s): Charles D. Underwood
Hearing Site: Columbus, OH
| | $0 |
| 13-02937 | 08/05/2014 | Claimant(s): Matthew Pajestka
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Frank C. Fogl
Hearing Site: Cleveland, OH
| | $18,000 |
| 13-03702 | 07/10/2014 | Claimant(s): Stephen O'Laughlin
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Columbus, OH
| | $17,212 |
