| 17-02559 | 12/24/2019 | Claimant(s): Robert Liggett, Victoria Liggett, Liggett Investments LLC, Liggett Ventures LLC, Robert G. Liggett, Jr., Custodian, Victoria L. Liggett, Trustee
Claimant Lawyers(s): Dennis J. Levasseur
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Timothy J. Currier, Barry Goldman, Betty R. Widgeon
Hearing Site: Detroit, MI
|  | Settlement |
| 12-03310 | 10/22/2015 | Claimant(s): John Bensman
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Michael Oromaner, Brookville Capital Partners LLC, New Castle Financial Group.
Respondent Lawyers(s): Corporate Office, Gabriel Iezzoni, Custodian, Thomas J. McCabe
Arbitrator(s): James Patrick Graven
Hearing Site: Columbus, OH
| | $29,277 |
| 11-01874 | 07/16/2012 | Claimant(s): Frank Steinke, Frank C. Steinke Rev. Lvg TRT UAD 8/7/07
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Community Bankers Securities
Respondent Lawyers(s): Nicholas D. Skaltsounis, Custodian
Arbitrator(s): Marvin Elster, Jane A. Smith, Lisa Blunk Johnson
Hearing Site: Washington, DC
| | $6,375 |
| 07-03521 | 04/09/2009 | Claimant(s): Elisa M Corbo UTMA FL, Custodian, Elisa M Corbo, Frank C. Corbo, Frank C Corbo and Elisa M Corbo Trust
Claimant Lawyers(s): Sharon M. Cayelli
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Muriel Desloovere, Ian S. Greig, Nicholas G. Dukas
Hearing Site: Tampa, FL
| | $30,041 |
