| 21-00154 | 05/06/2021 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David J Sensenig
Respondent(s): STEPHEN BONE
Respondent Lawyers(s): Stephen Alan Bone
Arbitrator(s): Muriel Desloovere
Hearing Site: Memphis, TN
| | |
| 20-00914 | 06/25/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D Stein
Respondent(s): Jeffrey Allen
Respondent Lawyers(s): Jeffrey Thomas Allen
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
| | |
| 20-00539 | 05/28/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kip A. Nesmith
Respondent(s): David Cavender
Respondent Lawyers(s): David Odell Cavender
Arbitrator(s): Muriel Desloovere
Hearing Site: Nashville, TN
| | |
| 18-04053 | 01/21/2020 | Claimant(s): Barry Cooper
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Andrew Murdoch, Brian Horn, Scott Sadar, Thomas Hamlin, Somerset Securities.
Respondent Lawyers(s): Harris Freedman, Scott L. Mullins, Thomas Hamlin
Arbitrator(s): Muriel Desloovere, Gerald Thomas Harper, David Henry Samson
Hearing Site: Jacksonville, FL
|  | $0 |
| 17-02398 | 12/11/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Arthur Brown
Respondent Lawyers(s): Andre R. Perron
Arbitrator(s): Muriel Desloovere, John L Mutolo, Lisa Elkin Schwartz
Hearing Site: Tampa, FL
| | |
| 17-02119 | 07/17/2019 | Claimant(s): Matthew Maerz
Claimant Lawyers(s): Matthew Richard Maerz
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Muriel Desloovere, Alan E. Linden, H Russell Preston
Hearing Site: Columbia, SC
| | $0 |
| 18-01910 | 03/14/2019 | Claimant(s): Stephen Huggins
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Muriel Desloovere
Hearing Site: Jacksonville, FL
| | |
| 18-02976 | 03/08/2019 | Claimant(s): Betty Byassee
Claimant Lawyers(s): Betty H. Byassee
Respondent(s): Edward Jones, Rick Robertson
Respondent Lawyers(s): Paul A. Yarns
Arbitrator(s): Muriel Desloovere
Hearing Site: Nashville, TN
| | $4,522 |
| 18-02716 | 12/18/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Peter Walsworth
Respondent Lawyers(s): Peter James Walsworth
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
| | |
| 17-01680 | 09/20/2018 | Claimant(s): Diana Needham
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Geoffrey Frazier, Timothy Lyle
Respondent Lawyers(s): Brian A. Carlis, Debra A. Jenks
Arbitrator(s): Leonard E. Benade, Muriel Desloovere, Michael J. Pasquale
Hearing Site: Raleigh, NC
| | Expungement |
