| 20-03988 | 07/05/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): David Sauer
Respondent Lawyers(s): Victor Bayata
Arbitrator(s): Steven Gerard Goerke, Gloria F. Katz, Dorrit E Nelson
Hearing Site: Boca Raton, FL
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| 21-00583 | 06/10/2021 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing,
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Thomas Hagan
Respondent Lawyers(s): Thomas James Hagan
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
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| 19-01579 | 10/03/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Peter Ingraham
Respondent Lawyers(s): Peter J. Ingraham
Arbitrator(s): Bernard A. Becker
Hearing Site: Boca Raton, FL
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| 18-02716 | 12/18/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Peter Walsworth
Respondent Lawyers(s): Peter James Walsworth
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
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| 18-00752 | 07/03/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Richard Williamson
Respondent Lawyers(s): Richard Anthony Williamson
Arbitrator(s): Kenneth R. Starr
Hearing Site: Jacksonville, FL
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| 17-01490 | 11/14/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): David Olson
Respondent Lawyers(s): David Warren Olson
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
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| 16-01996 | 12/08/2016 | Claimant(s): Morgan Stanley, Morgan Stanley S B FA Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Thomas Meier
Respondent Lawyers(s): Thomas Alan Meier
Arbitrator(s): John J. Hearn
Hearing Site: Miami, FL
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| 14-02715 | 01/05/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Otto Walter
Respondent Lawyers(s): W. Andrew Clayton
Arbitrator(s): Mimi B. Osiason, Jack A. Helms, Steven Zerbarini
Hearing Site: Tampa, FL
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