21-02882 | 11/04/2024 | Claimant(s): Gregory Bradshaw Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Samuel P. Peluso, Gayle B. Carlson, Mitchel Weiss Hearing Site: Jacksonville, FL
| | |
23-03242 | 06/07/2024 | Claimant(s): Jennifer Malhotra, Vineet Malhotra Claimant Lawyers(s): Joshua A. Katz Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Cindy L. Anderson Hearing Site: Jacksonville, FL
| | $0 |
23-02904 | 06/07/2024 | Claimant(s): Roberto Costa Claimant Lawyers(s): Stephan Louviere Respondent(s): Equitable Advisors Respondent Lawyers(s): Kalie M. Maniglia Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL
| | |
23-01315 | 03/15/2024 | Claimant(s): Michael Sievert Claimant Lawyers(s): Peter Lindholm Respondent(s): Arkadios Capital, Triad Advisors LLC Respondent Lawyers(s): Chet C. Payne, Gregory M. Curley Arbitrator(s): Leslie L. Cooney Hearing Site: Jacksonville, FL
| | |
23-01195 | 03/04/2024 | Claimant(s): Daniel Southworth Claimant Lawyers(s): Kathleen Patchel Respondent(s): Summit Brokerage Service. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gayle B. Carlson Hearing Site: Jacksonville, FL
| | |
23-01231 | 02/14/2024 | Claimant(s): Kristy Meeler Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Maurice M. Feller Hearing Site: Jacksonville, FL
| | |
22-01671 | 12/18/2023 | Claimant(s): Gelila Jones, Jay Jones Claimant Lawyers(s): Jonathan Schwartz Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Keith Olin Arbitrator(s): Jacquelyn M. Shannon, Terrence L. Harvey, Catherine Michelle Straley-Edson Hearing Site: Jacksonville, FL
| | Expungement |
23-01422 | 11/10/2023 | Claimant(s): Andrew Rodriguez Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): John P. Cullem Hearing Site: Jacksonville, FL
| | |
22-02818 | 09/27/2023 | Claimant(s): Christopher Aitken, Roy Tonning Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL
| | |
22-00177 | 06/01/2023 | Claimant(s): Mark Bird Claimant Lawyers(s): Michael C. Bixby Respondent(s): Hugh Dunn, Michael Halkitis, The Rockwell Financial Group. Respondent Lawyers(s): Jon-Jorge Aras Arbitrator(s): Nicholas John Taldone, Meeta Alberta Bass, Sherell Edwards Hearing Site: Jacksonville, FL
| | $84,693 |