| 24-00002 | 11/04/2024 | Claimant(s): Jose Sala-Colon, Melanie Rossello-Wirshing, Jose M. Sala Colon Retirement Plan, Jose Sala-Colon and Melanie Rosello
Claimant Lawyers(s): Francisco A. Feliu
Respondent(s): Arkadios Capital, Pariter Securities
Respondent Lawyers(s): Roberto C. Quinones-Rivera, Ubaldo M. Fernandez Barrera
Arbitrator(s): Victor Calderon, Sergio A. Dominguez, Wanda L Esteras
Hearing Site: San Juan, PR
|  | $0 |
| 23-02882 | 08/26/2024 | Claimant(s): Dan Wagner
Claimant Lawyers(s): Nathan W. Lamb
Respondent(s): Arkadios Capital
Respondent Lawyers(s): Gary Schwartz
Arbitrator(s): Harvey R. Linder
Hearing Site: Columbia, SC
| | |
| 23-01315 | 03/15/2024 | Claimant(s): Michael Sievert
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Arkadios Capital, Triad Advisors LLC
Respondent Lawyers(s): Chet C. Payne, Gregory M. Curley
Arbitrator(s): Leslie L. Cooney
Hearing Site: Jacksonville, FL
| | |
| 20-02368 | 11/08/2022 | Claimant(s): Helen Shelly, Jerry Shelly
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Arkadios Capital, Triad Advisors LLC
Respondent Lawyers(s): Greg Curley, Peter B. King
Arbitrator(s): Michael J. Ahlstrom, Stuart K. Furman, Bernadette F. Rasmussen
Hearing Site: Columbia, SC
| | Expungement |
| 21-00650 | 07/11/2022 | Claimant(s): M. Barnett
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Arkadios Capital
Respondent Lawyers(s): Peter B. King
Arbitrator(s): James C. Hoover, Michael Ryan Peacock, Lakeya Brantley
Hearing Site: Atlanta, GA
| | Expungement |
