Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01195 | 08/30/2023 | Claimant(s): James Fayssoux, Sr. Claimant Lawyers(s): Kalju Nekvasil Respondent(s): SW Financial Respondent Lawyers(s): Axos Clearing Arbitrator(s): Roger C. Benson, Bernadette F. Rasmussen, William Finley Hamel Hearing Site: Columbia, SC |  | $3,193,550 |
| 20-02368 | 11/08/2022 | Claimant(s): Helen Shelly, Jerry Shelly Claimant Lawyers(s): Scott L. Silver Respondent(s): Arkadios Capital, Triad Advisors LLC Respondent Lawyers(s): Greg Curley, Peter B. King Arbitrator(s): Michael J. Ahlstrom, Stuart K. Furman, Bernadette F. Rasmussen Hearing Site: Columbia, SC | | Expungement |
| 12-00330 | 02/08/2013 | Claimant(s): David Parker Claimant Lawyers(s): Gerald F. Smith Respondent(s): First Citizens Securities Corporation Respondent Lawyers(s): David W. Erb Arbitrator(s): Bernadette F. Rasmussen, William F. Julavits, John E. Allison Hearing Site: Columbia, SC |