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FINRA Awards for John E. Allison

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0032808/13/2014Claimant(s): John Jeffords
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): Tina Cundari
Arbitrator(s): Alan L. Berger, John E. Allison, John G. Shamp
Hearing Site: Columbia, SC
12-0033002/08/2013Claimant(s): David Parker
Claimant Lawyers(s): Gerald F. Smith
Respondent(s): First Citizens Securities Corporation
Respondent Lawyers(s): David W. Erb
Arbitrator(s): Bernadette F. Rasmussen, William F. Julavits, John E. Allison
Hearing Site: Columbia, SC

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