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FINRA Awards for Michael C. Bixby

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0182002/28/2024Claimant(s): Karen Guerrero
Claimant Lawyers(s): Michael C. Bixby
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
22-0014507/18/2023Claimant(s): Charles Smith, Selrahc Ltd Partnership
Claimant Lawyers(s): Michael C. Bixby
Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Richard Borgner
Respondent Lawyers(s): Charles M. O'Rourke, Jamie John Worden, Richard Reiss Borgner
Arbitrator(s): Mary Elizabeth Skelnik, Derry Olive Wilcox, Blake William Cole
Hearing Site: Birmingham, AL
Checkmark Icon$1,665,500
22-0017706/01/2023Claimant(s): Mark Bird
Claimant Lawyers(s): Michael C. Bixby
Respondent(s): Hugh Dunn, Michael Halkitis, The Rockwell Financial Group.
Respondent Lawyers(s): Jon-Jorge Aras
Arbitrator(s): Nicholas John Taldone, Meeta Alberta Bass, Sherell Edwards
Hearing Site: Jacksonville, FL
Checkmark Icon$84,693

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