23-02260 | 09/12/2024 | Claimant(s): Muharrem Nezaj, 23 Hoffman LLC, 3155-3157 Villa. Claimant Lawyers(s): Michael C. Bixby Respondent(s): Scott Offerman, Concorde Investment Services Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Clarence Smith, Cheryl H. Agris, Elaine Shay Hearing Site: New York, NY
| | $0 |
23-02111 | 07/19/2024 | Claimant(s): Robert Stefanelli Claimant Lawyers(s): Scott Holcomb Respondent(s): Alexander Capital, L.P. Respondent Lawyers(s): Michele Misiti Arbitrator(s): Alice E. Winkler, Paul Allan Massaro, Antonio Di Palma Hearing Site: Jersey City, NJ
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23-00826 | 01/18/2024 | Claimant(s): Michael McGee Claimant Lawyers(s): Scott Holcomb Respondent(s): Investment Professionals. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Robert J. Gregory, Robert Sullivan Tyler, Terry Lynn Buffalo Hearing Site: Little Rock, AR
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23-00716 | 10/12/2023 | Claimant(s): Colleen Rosenberg Tod Claimant Lawyers(s): William B. Young Respondent(s): Cape Securities. Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA
| | Expungement |
22-00075 | 08/22/2023 | Claimant(s): Allen Chick Claimant Lawyers(s): David Vermont Respondent(s): John Slipek, Joseph Amato, Nick Filippo, Alexander Capital, L.P. Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Peter Khalil Hearing Site: Portland, OR
| | Expungement |
19-02577 | 08/10/2023 | Claimant(s): K&S Trust Claimant Lawyers(s): Gary Menzer Respondent(s): Daniel Lempe, Presidential Brokerage. Respondent Lawyers(s): Gary Nemer, Scott Holcomb Arbitrator(s): Charles G. Michaels, Mary C. Davis, Nicole Green Hearing Site: Denver, CO
| | $0 |
21-02870 | 10/31/2022 | Claimant(s): Douglas Osborn Claimant Lawyers(s): Philip J. Weipert Respondent(s): Concorde Investment Services Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI
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21-02511 | 05/20/2022 | Claimant(s): Jeanpaul Skovronck Claimant Lawyers(s): Scott Holcomb Respondent(s): Alexander Capital, L.P. Respondent Lawyers(s): Rocco Guidicipietro Arbitrator(s): Christopher C. Gorski, William A. Rome, Alfreida B. Kenny Hearing Site: New York, NY
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21-02257 | 05/04/2022 | Claimant(s): Joseph Amato Claimant Lawyers(s): Scott Holcomb Respondent(s): Alexander Capital, L.P. Respondent Lawyers(s): Rocco Guidicipierto Arbitrator(s): Stephen J. Patti, Harrison Johnson, Veronica Ann Williams Hearing Site: New York, NY
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21-02157 | 03/02/2022 | Claimant(s): Rocco Guidicipietro Claimant Lawyers(s): Scott Holcomb Respondent(s): Alexander Capital, L.P. Respondent Lawyers(s): Michele Misiti Arbitrator(s): Harvey Barrison, Phillip Michael Brown, Joan Ellen Hoffman Hearing Site: New York, NY
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