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FINRA Awards for Colleen Rosenberg Tod

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0071610/12/2023Claimant(s): Colleen Rosenberg Tod
Claimant Lawyers(s): William B. Young
Respondent(s): Cape Securities.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
Checkmark IconExpungement

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