Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00716 | 10/12/2023 | Claimant(s): Colleen Rosenberg Tod Claimant Lawyers(s): William B. Young Respondent(s): Cape Securities. Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA |  | Expungement |
| 18-02693 | 05/21/2019 | Claimant(s): Jason Hoffman Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Cape Securities. Respondent Lawyers(s): Judy A. Newcomb Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY |