| 21-02257 | 05/04/2022 | Claimant(s): Joseph Amato
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Alexander Capital, L.P.
Respondent Lawyers(s): Rocco Guidicipierto
Arbitrator(s): Stephen J. Patti, Harrison Johnson, Veronica Ann Williams
Hearing Site: New York, NY
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| 18-03094 | 08/09/2019 | Claimant(s): Alan Green, David Robert, Jonathan Staiman, Vincent Miller, William Miller
Claimant Lawyers(s): Michael A. Balascio
Respondent(s): Bertram Riley, Petersen Investments.
Respondent Lawyers(s): Louis D. Tambaro
Arbitrator(s): Susan C. Lushing, Cheryl H. Agris, Stephen J. Patti
Hearing Site: New York, NY
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| 16-00208 | 02/02/2017 | Claimant(s): Linda Hennessy
Claimant Lawyers(s): John Newman
Respondent(s): Morgan Stanley, William Agresti
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Howard D. Jacob, Ernesto V. Luzzatto, Stephen J. Patti
Hearing Site: New York, NY
|  | $0 |
| 14-01737 | 06/22/2015 | Claimant(s): Selena Persad
Claimant Lawyers(s): Andrew St. Laurent
Respondent(s): Reva Capital Markets LLC
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Jill I. Gross, Stephen J. Patti, Mitchell Regenbogen
Hearing Site: New York, NY
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| 12-04000 | 07/15/2014 | Claimant(s): James Fellus
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Tejas Securities Group., Westech Capital Corp.
Respondent Lawyers(s): Mark Berthiaume
Arbitrator(s): Saul Scheier, Stephen J. Patti, Bernard Lieberman
Hearing Site: New York, NY
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| 13-01652 | 06/24/2014 | Claimant(s): Sergio Zanini
Claimant Lawyers(s): Sherry M. Shore
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Bernard M. Levine, Stephen J. Patti, Michael Jaffe
Hearing Site: New York, NY
| | |
| 09-02630 | 12/02/2010 | Claimant(s): James Dunning
Claimant Lawyers(s): Jon Paul Robbins
Respondent(s): Brian Hirsch, Martin Shafiroff, Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Joel P. Mellis, Abigail J. Pessen, Stephen J. Patti
Hearing Site: New York, NY
| | $0 |
| 09-07175 | 11/01/2010 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Howard R. Elisofon
Respondent(s): Kathleen Camarda, Vincent Camarda
Respondent Lawyers(s): Martin Kaplan
Arbitrator(s): Eric P. Nachman, Richard Weinberger, Stephen J. Patti
Hearing Site: New York, NY
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