Potomac Analytics' Logo

FINRA Awards for David G. Russell

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0424806/12/2019Claimant(s): Yatin Sampat
Claimant Lawyers(s): Yatin Sampat
Respondent(s): Barclays Capital Inc., optionsXpress.
Respondent Lawyers(s): David G. Russell, Joseph L. Siders
Arbitrator(s): Susan C. Lushing, Marguerite B. Filson, Keely D. Parr
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206/12504
17-0151006/06/2018Claimant(s): Wendy Marcus
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Richard Feldman, Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Paul J. Camilleri, Richard W. Cutler, James M. Rhodes
Hearing Site: New York, NY
Checkmark Icon$0
15-0258904/26/2017Claimant(s): John Shillingford, Mark Leyton
Claimant Lawyers(s): John D. Singer
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Leslie Ruth Nydick, Louis P. Wagman, Mark Cuccaro
Hearing Site: New York, NY
16-0017012/19/2016Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Terence Mullany
Respondent Lawyers(s): Michael J. Giarrusso
Arbitrator(s): Arthur J. Giacomarra, Benjamin Willard Beck, Joseph Samuel Berman
Hearing Site: Boston, MA
16-0224012/13/2016Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Roman Meyerhans
Respondent Lawyers(s): Roman Meyerhans
Arbitrator(s): Michael Lau
Hearing Site: Miami, FL
15-0072911/03/2016Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Carlos Molina, Jorge Carreras
Respondent Lawyers(s): Matthew Behncke
Arbitrator(s): Anna M. Fanelli, Charles R. Morrison, James Stanley Kozera
Hearing Site: New York, NY
15-0098102/25/2016Claimant(s): Lawrence Genovesi
Claimant Lawyers(s): Michael R. Perry
Respondent(s): Carol Ball
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Gerard S. Marsan, Michael P. Anciello, Joseph Samuel Berman
Hearing Site: Boston, MA
Checkmark Icon$0
14-0229011/11/2015Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Andrew Leventhal
Respondent Lawyers(s): David S. Smith
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
14-0026407/07/2015Claimant(s): Edgar Ramirez, Rene Joliot, Romel Rodriguez
Claimant Lawyers(s): Jacob W. Buchdahl
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Howard D. Jacob, Irwin Pronin, Roger B. Jacobs
Hearing Site: New York, NY
14-0126105/26/2015Claimant(s): Damon O'Rear, Judy O'Rear, Richard O'Rear, Robert O'Rear, O'Rear Grantor Retained Trust
Claimant Lawyers(s): Edwin J. Schklar, Maggie M. Heim
Respondent(s): Christopher Scarborough, Citigroup Global Markets., Herschell Scarborough, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed, David G. Russell
Arbitrator(s): Lita S Menkin, Ronelle W. Genser, Rudolph Andrew Bata
Hearing Site: Atlanta, GA
Checkmark Icon$0

23 Results

Display: