| 14-02290 | 11/11/2015 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Andrew Leventhal
Respondent Lawyers(s): David S. Smith
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
| | |
| 11-02098 | 06/12/2012 | Claimant(s): Williams Trading LLC
Claimant Lawyers(s): Philip J. Campisi
Respondent(s): Christopher Murphy, Jeremy Weemhoff, Mark Janssens, Access Securities
Respondent Lawyers(s): David S. Smith, John P. Barry
Arbitrator(s): Irene C. Warshauer, Joan Marie Chiusano, Gregory J. Getz
Hearing Site: New York, NY
| | |
| 08-00829 | 02/04/2009 | Claimant(s): Sharon Davis
Claimant Lawyers(s): Marc J. Ross
Respondent(s): Bruce Guarino, Christopher Ferrara, Christopher Pollina, Edward Puttick, George Hasapes, John Williams, Joseph Natoli, Advanced Planning Securities., Rockwell Global Capital
Respondent Lawyers(s): David S. Smith, John Jackson Williams, Joseph F. Keenan
Arbitrator(s): Stuart K. Furman, Robert J. Walter, Greg Knight
Hearing Site: Orlando, FL
|  | $0 |
