| 20-00205 | 06/23/2022 | Claimant(s): John Williams, Sorine Williams
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Kevin McNeil
Respondent Lawyers(s): Kevin M McNeil
Arbitrator(s): John B. Sochacki, Thomas Fred Meyer, Danielle Dudai
Hearing Site: Boca Raton, FL
|  | $15,000 |
| 19-01176 | 11/27/2019 | Claimant(s): Christopher Hobart
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Kalos Capital.
Respondent Lawyers(s): John Williams
Arbitrator(s): Susan L. Luck
Hearing Site: Charlotte, NC
| | |
| 17-00997 | 07/17/2018 | Claimant(s): John Williams
Claimant Lawyers(s): Ann K. Sullivan
Respondent(s): Mark Stanley, Michael Matthews, Next Financial Group.
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Robert H. Putnam, Gordon M. Wase, Donald B. Katz
Hearing Site: Norfolk, VA
| | $60,000 |
| 17-01921 | 02/08/2018 | Claimant(s): Daniel Wildermuth
Claimant Lawyers(s): David M Saperstein
Respondent(s): Kalos Capital.
Respondent Lawyers(s): John Williams
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
| | |
| 17-00970 | 11/28/2017 | Claimant(s): Curtis Whipple
Claimant Lawyers(s): David M. Saperstein
Respondent(s): Kalos Capital.
Respondent Lawyers(s): John Williams
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
| | |
| 11-03039 | 04/18/2013 | Claimant(s): Joan Levenson
Claimant Lawyers(s): Robert V Cornish
Respondent(s): Dwight Wheelan, Scott Barcomb, Berthel, Fisher & Co Financial Services.
Respondent Lawyers(s): Gary Irwin
Arbitrator(s): Constance d'Angelis, Patrick D. King, John Leo Williams
Hearing Site: Tampa, FL
| | Expungement |
| 11-01303 | 10/17/2011 | Claimant(s): John Williams
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Deborah Tucker, Kenneth Tucker
Respondent Lawyers(s): Stephen Meyer
Arbitrator(s): Thomas R. Skulina, Alex H. Keller, Harvey Michael Rosenberg
Hearing Site: Charleston, WV
| | Expungement |
| 09-03510 | 02/24/2011 | Claimant(s): John Williams, Williams Family Bypass Trust dtd 11/5/87, Williams Family Trust of 1987 dd 11/5/87
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Debra Volland Achkire
Arbitrator(s): Michael R. Mitchell, Alan M. Rosen, Madina C. Boland
Hearing Site: Los Angeles, CA
| | Stipulated Award and Expungement |
| 08-00829 | 02/04/2009 | Claimant(s): Sharon Davis
Claimant Lawyers(s): Marc J. Ross
Respondent(s): Bruce Guarino, Christopher Ferrara, Christopher Pollina, Edward Puttick, George Hasapes, John Williams, Joseph Natoli, Advanced Planning Securities., Rockwell Global Capital
Respondent Lawyers(s): David S. Smith, John Jackson Williams, Joseph F. Keenan
Arbitrator(s): Stuart K. Furman, Robert J. Walter, Greg Knight
Hearing Site: Orlando, FL
| | $0 |
| 07-01180 | 11/21/2008 | Claimant(s): Alice Russo, Anthony Viola, Audrey Kolar, Barbara McCutcheon, Carolyn Wright, Chad Mastakoski, Dale Kolar, Daniel Kelly, Darlene Wachel, David Petit, David Swarner, Douglas Meaden, Eleanor Evans, Gerald Duncan, Helen Papp, Jack Wygle, Jared Petit, Jason Petit, John Williams, Joleen Petit, et al
Claimant Lawyers(s): Christopher Mader
Respondent(s): Michael Dawes, Emmett A. Larkin Company.
Respondent Lawyers(s): Howard Schiffman, Michael A. Dawes
Arbitrator(s): Irving Mindes, Virginia H. Wertz, Frederick K. Steiner
Hearing Site: Phoenix, AZ
| | Stipulated Award |
