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FINRA Awards for Williams Family Bypass Trust dtd 11/5/87

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0351002/24/2011Claimant(s): John Williams, Williams Family Bypass Trust dtd 11/5/87, Williams Family Trust of 1987 dd 11/5/87
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Debra Volland Achkire
Arbitrator(s): Michael R. Mitchell, Alan M. Rosen, Madina C. Boland
Hearing Site: Los Angeles, CA
Checkmark IconStipulated Award and Expungement

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