Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02925 | 08/06/2024 | Claimant(s): Lawrence Napolitano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kalos Capital., Parkland Securities Respondent Lawyers(s): Amir Tadjedin, Carol Wildermuth Arbitrator(s): Mark R. Lee Hearing Site: Las Vegas, NV | ||
| 20-03094 | 12/02/2021 | Claimant(s): Joseph Roop Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kalos Capital. Respondent Lawyers(s): John Dillon Arbitrator(s): Mary E. Woytek Hearing Site: Charlotte, NC | ||
| 20-02605 | 06/17/2021 | Claimant(s): Frederick Baerenz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kalos Capital. Respondent Lawyers(s): John Dillon Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | ||
| 19-03523 | 11/02/2020 | Claimant(s): Joseph Roop Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Legg Mason Wood Walker, Wells Fargo Clearing Services, Kalos Capital., Banc of America Investment Services Inc. Respondent Lawyers(s): Alan M. Wolper, Demian J. Betz, Gretchen Klebasko, Sarah K. Yates Arbitrator(s): Richard H. Potter Hearing Site: Charlotte, NC | ||
| 20-00644 | 07/17/2020 | Claimant(s): Curvin Miller Claimant Lawyers(s): Brian Luther Respondent(s): Kalos Capital. Respondent Lawyers(s): M. Michael McComb Arbitrator(s): Paul Lansing Hearing Site: Cincinnati, OH | ||
| 19-01650 | 04/23/2020 | Claimant(s): Steven Greer Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Kalos Capital. Respondent Lawyers(s): M. Michael McComb Arbitrator(s): Richard James Igou Hearing Site: Charlotte, NC | ||
| 19-01176 | 11/27/2019 | Claimant(s): Christopher Hobart Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Kalos Capital. Respondent Lawyers(s): John Williams Arbitrator(s): Susan L. Luck Hearing Site: Charlotte, NC | ||
| 18-01492 | 08/06/2019 | Claimant(s): James Welser Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Kalos Capital. Respondent Lawyers(s): Kevin O'Hagen Arbitrator(s): James A. Murphy Hearing Site: Chicago, IL |  | Expungement |
| 17-01921 | 02/08/2018 | Claimant(s): Daniel Wildermuth Claimant Lawyers(s): David M Saperstein Respondent(s): Kalos Capital. Respondent Lawyers(s): John Williams Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA | ||
| 17-00970 | 11/28/2017 | Claimant(s): Curtis Whipple Claimant Lawyers(s): David M. Saperstein Respondent(s): Kalos Capital. Respondent Lawyers(s): John Williams Arbitrator(s): John F. Burns Hearing Site: Detroit, MI |