| 23-00262 | 06/09/2023 | Claimant(s): Jinsong You
Claimant Lawyers(s): Jinsong You
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Travis L. Salmon
Arbitrator(s): Paul Lansing
Hearing Site: St. Louis, MO
|  | $600 |
| 22-01745 | 02/02/2023 | Claimant(s): John Smith
Claimant Lawyers(s): John Lee Smith
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Paul Lansing, Gregory Hunter Mathews, James Douglas Wilbanks
Hearing Site: Louisville, KY
| | |
| 20-01763 | 11/19/2021 | Claimant(s): Stephen Frost
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Stuart D. Summers, Paul Lansing, Vincent S. Mezinko
Hearing Site: Columbus, OH
| | $0 |
| 20-03380 | 09/14/2021 | Claimant(s): Randal Kertzman
Claimant Lawyers(s): Lars Soreide
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Paul Lansing
Hearing Site: Indianapolis, IN
| | Expungement |
| 19-02702 | 03/31/2021 | Claimant(s): Lisa Fisher, Matthew Fisher
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Paul Lansing, Lynn Hirschfeld Brahin, Marvin Brown
Hearing Site: Columbus, OH
| | $370,922 |
| 20-01352 | 10/28/2020 | Claimant(s): Roy Strong
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): James F. Koehler
Arbitrator(s): Paul Lansing, Gregory G. Gocek, Keith Lorenzo Griffin
Hearing Site: Indianapolis, IN
| | |
| 20-00644 | 07/17/2020 | Claimant(s): Curvin Miller
Claimant Lawyers(s): Brian Luther
Respondent(s): Kalos Capital.
Respondent Lawyers(s): M. Michael McComb
Arbitrator(s): Paul Lansing
Hearing Site: Cincinnati, OH
| | |
| 16-03238 | 01/06/2018 | Claimant(s): Est. of Franklin Douglas by its P.R.
Claimant Lawyers(s): David L. Jones
Respondent(s): Fifth Third Securities., Jeremy Schipp
Respondent Lawyers(s): D. Justin Gingerich
Arbitrator(s): Larry Evert Carlson, Paul Lansing, Raymond P. Buschmann
Hearing Site: Indianapolis, IN
| | $0 |
| 16-03145 | 09/01/2017 | Claimant(s): Jamar Evans
Claimant Lawyers(s): Jamar J Evans
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Paul Lansing, Raymond M. Kirtley
Hearing Site: Indianapolis, IN
| | $3,100 |
| 14-03716 | 06/12/2015 | Claimant(s): Mark Nance
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Paul Lansing
Hearing Site: St. Louis, MO
| | $25 |
