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FINRA Awards for Keith Lorenzo Griffin

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0135210/28/2020Claimant(s): Roy Strong
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): James F. Koehler
Arbitrator(s): Paul Lansing, Gregory G. Gocek, Keith Lorenzo Griffin
Hearing Site: Indianapolis, IN
15-0288810/04/2016Claimant(s): Shawn Kost
Claimant Lawyers(s): Michele Henry
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary J. Lieberman
Arbitrator(s): Michael S. Jordan, Julia Church Kozicki, Keith Lorenzo Griffin
Hearing Site: Indianapolis, IN

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