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FINRA Awards for PNC Investments

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Displaying 10 out of 46 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0287204/12/2024Claimant(s): David Peyser
Claimant Lawyers(s): Stephan Louviere
Respondent(s): PNC Investments
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
23-0135302/28/2024Claimant(s): David Zane
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Investments
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Wilmington, DE
23-0030007/13/2023Claimant(s): James Ko
Claimant Lawyers(s): James Ko
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): John A. Scudiero, Yvonne F. Rocco, Jeffrey Alan Helewitz
Hearing Site: Jersey City, NJ
Checkmark IconDismissed by Rule 12206
22-0172703/22/2023Claimant(s): Matthew Pullar
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Investments
Respondent Lawyers(s): Robert Whitman
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
21-0257904/19/2022Claimant(s): Elizabeth Bennett
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Investments
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Mark H. Stein
Hearing Site: Philadelphia, PA
20-0153712/09/2020Claimant(s): Emil Baczyk
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): PNC Investments
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Jersey City, NJ
19-0143711/17/2020Claimant(s): Vanessa Taylor
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Investments
Respondent Lawyers(s): Danielle M. Kays
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Louisville, KY
19-0226203/27/2020Claimant(s): Shaun Blakeslee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Jane Tam
Hearing Site: Baltimore, MD
18-0439008/14/2019Claimant(s): Jeffey Nedley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Robert E. Anderson
Hearing Site: Pittsburgh, PA
17-0015803/18/2019Claimant(s): Dominik Weber
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Gregory Hunter Mathews, Peter Vincent Marcoline, William Francis Ryan
Hearing Site: Pittsburgh, PA

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