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FINRA Awards for Gregory Hunter Mathews

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Displaying 10 out of 45 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0143609/30/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Sara Soto
Respondent(s): Kevin Newmuis
Respondent Lawyers(s): Kevin Darnell Newmuis
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
23-0103003/28/2024Claimant(s): Dorothy Harnish, Glenn Harnish
Claimant Lawyers(s): Michael S. Hill
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
Checkmark Icon$225
22-0142012/28/2023Claimant(s): Brian Wells
Claimant Lawyers(s): Brian Wells
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Professional Clearing Corp, BOFA Securities.
Respondent Lawyers(s): Ronald Smith
Arbitrator(s): William A. Barrett, Linda J. Baer, Gregory Hunter Mathews
Hearing Site: Manchester, NH
Checkmark Icon$0
22-0181812/01/2023Claimant(s): Gerald Bruns, Sandra Bruns
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Gregory Hunter Mathews, Jason L Pearlman, Sharon Beth Eckstein
Hearing Site: Philadelphia, PA
Checkmark IconDismissed by Rule 12206
21-0313908/02/2023Claimant(s): Catherine Brown, Denise Correia
Claimant Lawyers(s): August M. Iorio
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Gregory Hunter Mathews, Robert M. Singer, Michael R. Ricci
Hearing Site: Hartford, CT
Checkmark IconExpungement
22-0155806/20/2023Claimant(s): Amy Seltzer, David Neumann, James Ellis
Claimant Lawyers(s): Todd Ratner
Respondent(s): Anthony Bambocci, Brandienne Tarbert, Christopher Tarbert
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Peter Glasser, Gregory Hunter Mathews, Kenneth Alan Eisner
Hearing Site: Pittsburgh, PA
Expungement
22-0174502/02/2023Claimant(s): John Smith
Claimant Lawyers(s): John Lee Smith
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Paul Lansing, Gregory Hunter Mathews, James Douglas Wilbanks
Hearing Site: Louisville, KY
21-0062509/16/2022Claimant(s): Jaivin Karnani
Claimant Lawyers(s): Marc Seldin Rosen
Respondent(s): Futu Inc
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Arthur B. O'Connell, Carl F. Bowmer, Gregory Hunter Mathews
Hearing Site: Richmond, VA
Checkmark Icon$0
22-0020808/30/2022Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Kristina J. Branstetter
Respondent(s): Jacob Turner
Respondent Lawyers(s): Jacob Troy Turner
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Richmond, VA
21-0207308/18/2022Claimant(s): Dennis Pickett
Claimant Lawyers(s): Dennis W. Pickett
Respondent(s): TD Ameritrade., Citadel Securities LLC
Respondent Lawyers(s): Kevin H. Lewis, Mark L. Parmelee
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Louisville, KY
Checkmark Icon$0

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