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FINRA Awards for Marc Seldin Rosen

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0373803/21/2024Claimant(s): Michael Resch, Robert Galbreath, William Galbreath
Claimant Lawyers(s): Marc Seldin Rosen
Respondent(s): Anthony Stanley, Northwestern Mutual Investment Services
Respondent Lawyers(s): Jeffrey J. Chomko, Liam O'Brien
Arbitrator(s): Dolores E Trojak, John James McGovern, Peter John Maurice Forbes
Hearing Site: Philadelphia, PA
21-0062509/16/2022Claimant(s): Jaivin Karnani
Claimant Lawyers(s): Marc Seldin Rosen
Respondent(s): Futu Inc
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Arthur B. O'Connell, Carl F. Bowmer, Gregory Hunter Mathews
Hearing Site: Richmond, VA
Checkmark Icon$0
12-0079307/30/2013Claimant(s): Philip Lovell, Philip Lovell Pension Plan, The Lovell Family Trusts
Claimant Lawyers(s): Marc Seldin Rosen
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Stephen J. Taddie, Ernest F. Modzelewski, Aryka Steele Radke
Hearing Site: Phoenix, AZ
Checkmark Icon$1,802,510

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