12-00793 | 07/30/2013 | Claimant(s): Philip Lovell, Philip Lovell Pension Plan, The Lovell Family Trusts Claimant Lawyers(s): Marc Seldin Rosen Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Stephen J. Taddie, Ernest F. Modzelewski, Aryka Steele Radke Hearing Site: Phoenix, AZ
| | $1,802,510 |
10-00820 | 04/12/2012 | Claimant(s): Ricky Stark Claimant Lawyers(s): Gerald Maltz Respondent(s): James Stark, UBS Financial Services Inc. Respondent Lawyers(s): Gerald Maltz, Philip A. Fortino Arbitrator(s): Stephen J. Taddie, Eugene R. Nielson, James M. Arkoosh Hearing Site: Phoenix, AZ
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09-05797 | 10/14/2010 | Claimant(s): Christopher Durham, Norris Durham, Durham Family Trust dated 10/30/96, Durham Family Trust of Scottsdale, AZ Claimant Lawyers(s): Shana M. Rugani Respondent(s): Glenn Foerster, Pamela Lawson, Robert Lawson, Lawson Financial Corporation Respondent Lawyers(s): Michael Freedman Arbitrator(s): Stephen J. Taddie, W. Michael Kelley, Steven M. Guttell Hearing Site: Phoenix, AZ
| | $277,500 |
07-02266 | 02/10/2009 | Claimant(s): Sagepoint Financial. Claimant Lawyers(s): Barry R. Temkin Respondent(s): Laron Shannon Respondent Lawyers(s): Laron D. Shannon Arbitrator(s): Richard B. Bequette, Stephen J. Taddie, Stephanie P. Lebhar Hearing Site: Phoenix, AZ
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