| 20-03440 | 07/06/2021 | Claimant(s): Andrew Ruboyianes
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Morris S. Getzels, Stephanie P. Lebhar, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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| 20-01698 | 02/19/2021 | Claimant(s): Estate of George F. Kalil
Claimant Lawyers(s): Tom Slutes
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Marc Kalish, Jay Lawrence Witkin, Stephanie P. Lebhar
Hearing Site: Phoenix, AZ
|  | $0 |
| 15-01628 | 06/23/2017 | Claimant(s): David Sirvent
Claimant Lawyers(s): Richard A. Beran
Respondent(s): Chestnut Exploration Partners.
Respondent Lawyers(s): Mark A. Hendrix
Arbitrator(s): George W. Harding, Stephanie P. Lebhar, Garnett Sailor
Hearing Site: Phoenix, AZ
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| 11-03134 | 01/22/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Lloyd Church
Respondent Lawyers(s): David J. Hase
Arbitrator(s): John J. Balitis, Jay Lawrence Witkin, Stephanie P. Lebhar
Hearing Site: Phoenix, AZ
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| 11-02090 | 08/02/2012 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): James Turner
Respondent Lawyers(s): James Turner
Arbitrator(s): Deborah C. Bernot, Stephanie P. Lebhar, Robert Miller Lawder, CLU
Hearing Site: Phoenix, AZ
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| 09-01514 | 11/03/2010 | Claimant(s): RAM Investors LP Jefferies, RLM Family Trust Jefferies, Ron & Lucille Matricaria Family Trust
Claimant Lawyers(s): David E. Robbins
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Brett D. Jaffe
Arbitrator(s): Charles R. Berry, Stephanie P. Lebhar, Sheila Grinell
Hearing Site: Phoenix, AZ
| | $0 |
| 07-02266 | 02/10/2009 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Barry R. Temkin
Respondent(s): Laron Shannon
Respondent Lawyers(s): Laron D. Shannon
Arbitrator(s): Richard B. Bequette, Stephen J. Taddie, Stephanie P. Lebhar
Hearing Site: Phoenix, AZ
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