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FINRA Awards for Mark A. Hendrix

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0162806/23/2017Claimant(s): David Sirvent
Claimant Lawyers(s): Richard A. Beran
Respondent(s): Chestnut Exploration Partners.
Respondent Lawyers(s): Mark A. Hendrix
Arbitrator(s): George W. Harding, Stephanie P. Lebhar, Garnett Sailor
Hearing Site: Phoenix, AZ
12-0269709/09/2013Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Dominique Heller
Respondent(s): Sandra Macdowell
Respondent Lawyers(s): Mark A. Hendrix
Arbitrator(s): Phillip Lee Scheldt
Hearing Site: Dallas, TX
07-0300604/09/2010Claimant(s): J.A. Majors Corporation
Claimant Lawyers(s): Mark A. Hendrix
Respondent(s): UBS Financial Services Inc., PFPC., Wachovia Corporation
Respondent Lawyers(s): Beau Cox, Linda R. Stahl
Arbitrator(s): Helmut O. Wolff, Nichole C. Ake, Edward J. Lynch
Hearing Site: Dallas, TX
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