| 15-00669 | 03/21/2016 | Claimant(s): Castaway LP
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa Muehlfeld
Arbitrator(s): Phillip Lee Scheldt, G. Maynard Green, Robert J. Gregory
Hearing Site: Dallas, TX
|  | $0 |
| 13-03412 | 05/07/2015 | Claimant(s): The Lawrence Rosenbloom Charitable
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Christopher Tovar
Arbitrator(s): Phillip Lee Scheldt, Robert Jerry Strader, Russell Phillips Gandy
Hearing Site: Dallas, TX
| | $434,900 |
| 13-02027 | 08/21/2014 | Claimant(s): Kari Taylor
Claimant Lawyers(s): Kari Taylor
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Diane Muse, Phillip Lee Scheldt, Daniel A. Kile
Hearing Site: Dallas, TX
| | |
| 10-05351 | 01/03/2014 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Anthony Vaccaro
Respondent Lawyers(s): Kenneth A. Zimmern
Arbitrator(s): Phillip Lee Scheldt, Simeon R. Trotter, Earle J. Schwarz
Hearing Site: Dallas, TX
| | |
| 12-02697 | 09/09/2013 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Dominique Heller
Respondent(s): Sandra Macdowell
Respondent Lawyers(s): Mark A. Hendrix
Arbitrator(s): Phillip Lee Scheldt
Hearing Site: Dallas, TX
| | |
| 12-00039 | 07/31/2013 | Claimant(s): Estate of Al Holloway
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas Barnett
Arbitrator(s): Phillip Lee Scheldt
Hearing Site: Birmingham, AL
| | $33,250 |
| 11-04036 | 06/26/2013 | Claimant(s): Pansy Yankey
Claimant Lawyers(s): Nathan J Schwartz
Respondent(s): Southwest Securities.
Respondent Lawyers(s): Clint A. Corrie
Arbitrator(s): Phillip Lee Scheldt, Daniel A. Kile, Patricia B. Lehtola
Hearing Site: Dallas, TX
| | Expungement |
| 11-03633 | 09/10/2012 | Claimant(s): PR Liquidating Trust
Claimant Lawyers(s): Andrew B. Sommerman
Respondent(s): Boogie Investment Group.
Respondent Lawyers(s): Daniel P. Deighan
Arbitrator(s): Terrence W. Grant, Phillip Lee Scheldt, Joann Peters
Hearing Site: Dallas, TX
| | $833,650 |
| 11-01208 | 05/09/2012 | Claimant(s): Milton Ward
Claimant Lawyers(s): John J. Miller
Respondent(s): Brandon Leon, Michael Mcnulty, Michael Murphy, Olympia Asset Management,Ltd.
Respondent Lawyers(s): Charles M. O'Rourke, Timothy Feil
Arbitrator(s): Phillip Lee Scheldt, Mark L. Williams, Anita M. Jean
Hearing Site: Dallas, TX
| | $0 |
| 10-03097 | 11/11/2011 | Claimant(s): Mel Schonhorst
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): RBC Capital Markets LLC, William Gumbert
Respondent Lawyers(s): Richard A. Rohan
Arbitrator(s): Kenneth D. Bingham, Phillip Lee Scheldt, Lawrence R. Maxwell
Hearing Site: Dallas, TX
| | |
