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FINRA Awards for Richard A. Rohan

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0309711/11/2011Claimant(s): Mel Schonhorst
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): RBC Capital Markets LLC, William Gumbert
Respondent Lawyers(s): Richard A. Rohan
Arbitrator(s): Kenneth D. Bingham, Phillip Lee Scheldt, Lawrence R. Maxwell
Hearing Site: Dallas, TX

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